Broker Check

Retirement Plan Advisory Services

Your Plan. Our Guidance.

Your Plan. Our Guidance.

As a business owner and retirement plan sponsor, there are significant demands on your time and attention.  I can help streamline the management of your retirement plan by offering advice and consultative services specific to your plan's needs. 

In addition to helping you as a plan sponsor manage the multiple responsibilities associated with sponsoring a retirement plan, one of my many benefits includes custom plan design to help enhance tax-advantaged retirement benefits for co-owners and other key personnel.

As your plan advisor, some of the services I offer include:

Investment Fiduciary Services

  • ERISA 3(38) Fiduciary
  • Investment Policy Statement creation
  • Ongoing investment recommendations and monitoring
  • Qualified Default Investment Alternative
  • Benchmarking Services


Non-Fiduciary Services

  • Investment performance reporting
  • Fee monitoring
  • Participant education and financial wellness
  • Participant enrollment
  • Service provider liaison

Tax Strategy

We create strategies that are tailored to your needs and goals.


Business Owner Retirement Plan Tax Strategy

Sample Reports

We provide an independent and objective analysis of your retirement plan's fees and performance.


Proposal Comparison Report


Model Portfolio Report



Our Service

We are retirement plan advisors - and so much more.


Your Plan. Our Guidance.

Learn More

Want to learn more about your road to a successful retirement plan?  Schedule a call with us!


Meeting Your Responsibilities


Items for a Fiduciary Plan Review