Broker Check

Retirement Plan Advisory Services

As a business owner and retirement plan sponsor, there are significant demands on your time and attention.  We can help streamline the management of your retirement plan by offering advice and consultative services specific to your plan's needs.  In addition to helping you as a plan sponsor manage the multiple responsibilities associated with sponsoring a retirement plan, one of our many benefits includes custom plan design to help enhance tax-advantaged retirement benefits for co-owners and other key personnel.

As your plan advisor, some of the services we offer include:

Investment Fiduciary Services

  • Investment Policy Statement creation
  • Ongoing investment recommendations and monitoring
  • Qualified Default Investment Alternative

ERISA 3(38) Investment Fiduciary Manager

  • Reduces the stress, responsibility and time spent on education, investment selection and continual monitoring
  • Provides access to a diverse, world-class investment lineup selected by an experienced team of registered investment professionals
  • Creates a carefully selected investment lineup that can potentially improve plan performance, employee satisfaction and financial well-being
  • Gives you more time to focus on your employees, your clients and growing your business

Non-Fiduciary Services

  • Investment performance reporting
  • Fee monitoring
  • Participant education and financial wellness
  • Service provider liaison